FINRA Regulations on Social Media: Regulatory Notice 17-18
The financial industry’s new favorite channels for non-compliant communication are “ghost communication apps” such as Signal and Whatsapp. Ghost... View Article
Tag Archive: Regulation
Canadian Government Archiving Requirements Guide
The Canadian Access to Information Act, or Information Act provides the right of access to information under the control... View Article
Government Agency Electronic Communication Archiving Requirements
Government agencies & departments must archive all electronic communication including email, social media posts, instant messages, and mobile device... View Article
Government Regulations and Compliance for Electronic Communications
Staying compliant with all the different State, Local, and Federal regulations can be a tricky task at best. And... View Article
Best Practices for Managing Email Archiving Mitigating Litigation
This blog post is part of a series which address the necessity and benefits, of email archiving. Managing Email... View Article