Can One Instant Message Cost you $1M?
The growing spectrum of communications used in business today leaves organizations with tough decisions as to what they will... View Article
Tag Archive: FINRA
FINRA Clarifies Policy in Response to Wall Street’s Ghost Apps
The financial industry’s new favorite channels for non-compliant communication are “ghost communication apps” such as Signal and Whatsapp. Ghost... View Article
WORM Compliance Archiving in the Financial Industry
Financial Industry Regulatory Authority (FINRA) At the heart of the financial industry is a mass of highly sensitive data:... View Article
Why Archive Your Company Email?
Today’s business world utilizes a plethora of communication tools. None of these is more proven than email. While some... View Article
Best Practices for Managing Email Archiving
Email archiving and management is an essential component in every IT environment. Archiving used to be a nice to... View Article
Financial Organizations Top Mobile Communications Risks and Concerns
Most companies are not prepared for the possibility that they may be required to search, extract and archive text... View Article
Archiving Compliance for Financial & Banking Institutions
Finance is an excessively regulated industry. There are a lot of moving parts and data that must be monitored... View Article
Your Legal Duty: Preserve All Electronically Stored Information
One of the most important legal needs with regard to litigation and discovery is the preservation of evidence. Hopefully your... View Article